Since 2002, SMS Capital Management, LLC has provided wealth management and financial advisory services to business owners, corporate executives, professionals, and high net worth households seeking to grow and preserve their wealth.
Others benefiting from SMS’s services include fiduciaries and trustees of pension plans, trusts, estates, and corporations.
SMS is a Registered Investment Adviser. We are regulated and subject to inspection by the Texas State Securities Board.
SMS is a “fee-only” Registered Investment Advisory (RIA) firm that maintains its objectivity and independence when acting on behalf of its clients by not accepting commissions or any other form of compensation from non-client, third-party sources.
SMS is committed to conducting its affairs with the highest level of ethical and professional standards, always putting the client’s needs first.
Our philosophy towards investment management and financial planning is rooted in practical, sound principles. We believe in diversification, value, risk management, tax efficiency, and reasonable costs when building client portfolios.
As a boutique firm, we get to know our clients on a personal level and gain an appreciation for each client’s particular situation.
All clients receive highly personalized service and attention, regardless of the size of the account. SMS communicates with its clients on an ongoing basis and provides useful account statements and customized reporting via a secure client web portal.
Client calls or emails are returned promptly. We have a dedicated client service manager to assist with any special informational requests.
Client portfolios are constructed, monitored, and actively managed by experienced investment professionals to achieve each client’s unique, long-term investment goals and objectives.