SMS Capital Management was founded more than 15 years ago with the purpose of helping successful individuals and families achieve their financial goals so that they can enjoy their lives today, while ensuring a prosperous future.
To realize this purpose, SMS provides comprehensive wealth management solutions to high-net-worth individuals and families that include business owners, corporate executives, attorneys, as well as medical and dental professionals. While many of our clients are high- achieving professionals dedicated to their careers, ensuring their family is well cared for is their highest priority. Giving back to the community is also very important to them.
We serve clients in Houston, Dallas, and Austin as well as in other parts of the country. Fiduciaries, trusts, estates, and corporations also benefit from our services.
As a SMS client, you can expect
As an SEC-registered “fee-only” Registered Investment Advisory (RIA) firm, SMS maintains its objectivity and independence when acting on behalf of its clients. One way we do this is by delivering our financial planning and investment management on a fee basis, which eliminates commissions and product-based compensation that can create conflicts of interest for many financial advisors.
SMS is committed to conducting its affairs with the highest level of ethical and professional standards, always putting the client’s needs first.
A personalized approach
As a boutique firm, we get to know our clients on a personal level and gain an appreciation for their particular situation. This means we take the time to understand your priorities for today, as well as for the future.
Building deep relationships enables us to determine the areas to focus on when conducting ongoing financial planning. It also helps us design and implement a customized investment program so that you achieve your goals today as well as over the long term.
All of our clients receive highly personalized service and attention, regardless of the size of the account. As a SMS client, you can expect ongoing communication along with customized reporting via a secure client web portal.
Practical and effective solutions
Our philosophy towards wealth management is rooted in practical, sound principles.
When it comes to managing your money, we believe in diversification, value, risk management, tax efficiency, and reasonable costs. Client portfolios are constructed, monitored, and actively managed by experienced investment professionals to achieve each client’s unique, long-term investment goals and objectives.
We look forward to beginning a conversation with you and ultimately building a lasting relationship with you and your family.